Skip to end of metadata
Go to start of metadata

You are viewing an old version of this page. View the current version.

Compare with Current View Page History

Version 1 Next »

The MiFID test windows is built into the Client Order entry window.  It allows users to create a MiFID tests for customers.

Step 1.  Check MiFID terms

It is not possible to create a client order if the customer has not accepted the brokerage MiFID terms.  The system allows the trader to go through the customer terms.

Picture: Accept terms

Step 2.  Accept terms

The trader can fill out an "Accept terms" form.

 

Picture: Accept terms

Step 3.  Advice Test 

 

The user can go through all the MiFID tests with the customer.    

 

Picture: Advice test

Step 4.  Appropriateness Test

Picture: Appropriateness test

Step 5.  Suitability Test 

Picture: Suitability test

  • No labels